- "What Is" Mark-to-Market Accounting?
- "What is" Form PF?
- A Closer Look at FATCA Grandfathering
- "What is" Reference Data?
- The Mysterious Role of the Clearinghouse
- 1099 Changes Affecting OID Means Good News For Investors, Challenges For Brokers
- "What Is" Reconciliation?
- Back to Business with CLO 2.0
- Emoticon :) or not to Emoticon :( ? That is the Question.
- Reducing Risk and Gaining Control of Corporate Actions Processing
Author Archives: Sarah Hathaway
Guest Contributor: Brendan P. Farrell, Jr., executive vice president, SunGard’s XSP How can the industry turn the tables on risk in corporate actions processing? Industry insiders estimate that $1 billion is lost every year through missed or mismanaged corporate actions … Continue reading
Guest Contributor: Scott Price, Regional Director – Americas, Custom House Global Fund Services The IRS portal for FATCA registration opened on January 1, 2014, requiring investment managers to register their Investment Fund as a Foreign Financial Institutions (FFI). The Foreign … Continue reading
Guest Contributor: Eiman Abdelmoneim, Director of Product Strategy & Operations, Sky Road “Your day of reckoning is coming, when an evil wind will blow through your little play world and wipe that smug smile off your face. And I’ll be … Continue reading
Guest Contributor: Stevie Conlon, Senior Director & Tax Counsel, Wolters Kluwer Financial Services, with special thanks to support from Tax & Regulatory Specialists Anna Vayser and John Kareken. Final regulations issued in April 2013 (T.D. 9616) provide rules for reporting of basis … Continue reading
Guest Contributor: Cheryl Nash, President at Fiserv Investment Services The New Year offers a fresh array of opportunities for the wealth management industry. Many firms are deploying new advisor technology in 2014, and according to current survey data by CEB … Continue reading
Guest Contributor: Stevie Conlon, Senior Director & Tax Counsel, Wolters Kluwer Financial Services,with special thanks to support from Tax & Regulatory Specialists Anna Vayser and John Kareken. On March 18, 2010, the Foreign Account Tax Compliance Act (FATCA) was passed into law … Continue reading
Guest Contributor: Ted Leveroni, Executive Director of Derivatives Strategy and External Relations, Omgeo The asset management industry faces a clear and present danger to their day-to-day operations in the New Year with the implementation of The Federal Reserve Bank of New … Continue reading
Guest Contributor: Kevin Cullen, vice president, sales solutions specialist, SunGard’s XSP On Wednesday, October 9, the Financial Technologies Forum (FTF) held its annual corporate actions event, CAPCon New York. Based on the presentations and panels, it seems the world of … Continue reading
Guest Contributor: Kevin McPartland, Principal, Market Structure and Technology Advisory Service, Greenwich Associates Free-market capitalism will ultimately lead any marketplace to its ideal state. Over the past half-decade this principle has driven my hypothesis that regulators should not try to … Continue reading