Category Archives: Back-Office

Exchange Traded Derivatives in an Automated World

Guest Contributor: Ted Leveroni, Executive Director – Strategy & Buy Side Relations at The Depository Trust & Clearing Corporation Global regulatory reform and market changes are impacting how the buy- and sell-side function in the exchange-traded derivatives (ETD) space. The … Continue reading

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Manage Risk, Comply with Regulations and Increase Alpha with an IBOR

Guest Contributor:  David Kubersky, President and Managing Director, SimCorp North America Fragmented position-keeping across the trade lifecycle presents significant risks to buy-side firms. As the SimCorp Journal paper, “The Investment Book of Record: One Version of Truth from Front- to … Continue reading

Posted in Back-Office, Buy-Side, Compliance, Data Management, Derivatives, Dodd-Frank, Guest Blog, Operational Risk, Regulation, Securities Operations | Tagged , , , , , , | Leave a comment

Webinar: Derivatives Processing on Legacy Technology: Fear factor or real factor?

Derivatives Processing on Legacy Technology: Fear factor or real factor? Are legacy investment management systems the bane of your derivatives processing? An increasing number of buy-side organizations are implementing sophisticated strategies that employ derivatives. However outdated systems across the front-to-back … Continue reading

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Replacing Legacy Systems: An Opportunity for Change to Drive Better Investment Performance

Guest Contributor: David Kubersky, SimCorp North American Managing Director We have long left behind typewriters, walkmans and VHS tapes, yet millions in assets are still managed on systems that existed before Windows 1.0. The inherent characteristics of legacy systems act … Continue reading

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Lean and Efficient Best Practices: Utilities, Shared Services and Centres of Excellence in Reconciliations

Guest Contributor: David Penney, Executive Vice President , SmartStream Technologies Ltd Reconciliations are an essential part of back office processing throughout financial services and markets. Experience with our customers leads to the conclusion that Internal Utilities are already well established … Continue reading

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Get Your Big Data Under Control

Guest Contributor:  Mark Wickersham, Director of Product, ByAllAccounts, Inc. Mid-market asset managers drowning in compliance costs are reaching for better reconciliation systems in order to expand their AUM without collapsing their margins. For many investment management firms, new channels of … Continue reading

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Rethinking Reconciliation

Guest Contributor: Michael Alexander, EVP & COO Business Process Outsourcing, Broadridge Financial Solutions Financial institutions can enhance risk management and reduce costs through a reconciliation global center of excellence.  Timing is critical. The cost of falling further behind industry standards … Continue reading

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Transforming Uncertainty into Opportunity

Guest Contributor: Dan Retzer, Managing Director and Chief Technology Officer, XSP That coexistence between the ISO 15022 and 20022 messaging standards presents challenges to the producers and consumers of financial data is without question. These challenges, however, also yield opportunities … Continue reading

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6 Keys to Reconciliation: What Asset Management Operations Really Need to Know [Complimentary Whitepaper]

Download Whitepaper Now Complimentary Whitepaper Reconciliation Best Practice What Asset Management Operations Really Need to Know. Featuring expert insights on the six key functional areas critical to reconciliation. By Duncan Wheatley, Managing Director of Watson Wheatley Financial Systems. The reconciliation … Continue reading

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Reconciliation Vendors Say Cheeeeese

This gallery contains 9 photos.

This week, FTF held its 7th Annual Reconciliations & Exception Management Conference in New York City.  The event was a great success with over 100 attendees and 10 sponsors.  Take a look through some of the great companies that participated: … Continue reading

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