- "What Is" Mark-to-Market Accounting?
- "What is" Form PF?
- A Closer Look at FATCA Grandfathering
- "What is" Reference Data?
- The Mysterious Role of the Clearinghouse
- Back to Business with CLO 2.0
- "What Is" Reconciliation?
- Emoticon :) or not to Emoticon :( ? That is the Question.
- 1099 Changes Affecting OID Means Good News For Investors, Challenges For Brokers
- Will the Futurization of Swaps Transform the Clearing Industry?
Category Archives: Guest Blog
Guest Contributor: Brendan P. Farrell, Jr., executive vice president, SunGard’s XSP How can the industry turn the tables on risk in corporate actions processing? Industry insiders estimate that $1 billion is lost every year through missed or mismanaged corporate actions … Continue reading
Guest Contributor: David Kubersky, President and Managing Director, SimCorp North America Fragmented position-keeping across the trade lifecycle presents significant risks to buy-side firms. As the SimCorp Journal paper, “The Investment Book of Record: One Version of Truth from Front- to … Continue reading
Guest Contributor: Scott Price, Regional Director – Americas, Custom House Global Fund Services The IRS portal for FATCA registration opened on January 1, 2014, requiring investment managers to register their Investment Fund as a Foreign Financial Institutions (FFI). The Foreign … Continue reading
Guest Contributor: Eiman Abdelmoneim, Director of Product Strategy & Operations, Sky Road “Your day of reckoning is coming, when an evil wind will blow through your little play world and wipe that smug smile off your face. And I’ll be … Continue reading
Guest Contributor: Stevie Conlon, Senior Director & Tax Counsel, Wolters Kluwer Financial Services, with special thanks to support from Tax & Regulatory Specialists Anna Vayser and John Kareken. Final regulations issued in April 2013 (T.D. 9616) provide rules for reporting of basis … Continue reading
Guest Contributor: Cheryl Nash, President at Fiserv Investment Services The New Year offers a fresh array of opportunities for the wealth management industry. Many firms are deploying new advisor technology in 2014, and according to current survey data by CEB … Continue reading
Guest Contributor: Stevie Conlon, Senior Director & Tax Counsel, Wolters Kluwer Financial Services,with special thanks to support from Tax & Regulatory Specialists Anna Vayser and John Kareken. On March 18, 2010, the Foreign Account Tax Compliance Act (FATCA) was passed into law … Continue reading
Guest Contributor: Ted Leveroni, Executive Director of Derivatives Strategy and External Relations, Omgeo The asset management industry faces a clear and present danger to their day-to-day operations in the New Year with the implementation of The Federal Reserve Bank of New … Continue reading